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Securities and Exchange Commission
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231	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DCFORM SD SPECIALIZED DISCLOSURE REPORT Add to Reading List Source URL: spectrumbrands.com Language: English - Date: 2014-06-02 15:36:22 Matter Conflict resource Minerals Mining Atomic physics Tantalum Earth Ore
232	Submission Proof - D:\Dropbox (SEC Compliance)\2014 OPERATIONS\2015 OPERATIONS\2016 ED... Page 1 of 32 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2016-01-12 01:40:03 Finance Money Economy Stock market Corporate finance Equity securities Options Warrant Security Private placement Securities Act Qualified institutional placement
233	First take July 20, 2016 A publication of PwC’s financial services regulatory practice Add to Reading List Source URL: www.pwc.com Language: English - Date: 2016-08-15 12:52:27 Economy Systemic risk Commodity Futures Trading Commission Swap U.S. Securities and Exchange Commission Finance Self-regulatory organizations Great Recession in the United States
234	The South Carolina General Assembly is offering access to the unannotated South Carolina Code of Laws on the Internet as a ser Add to Reading List Source URL: www.scstatehouse.gov Language: English - Date: 2016-05-06 09:08:30 SEC filings Patent application United States securities law 73rd United States Congress U.S. Securities and Exchange Commission Regulation S-K Regulation S-X
235	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-03-01 16:21:07 Finance Economy Money Financial markets Stock market 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Futures contract Short Security Flash trading
236	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q [X] Add to Reading List Source URL: www.biglariholdings.com Language: English - Date: 2014-09-08 14:01:20 Economy Accounting Business Valuation Asset Mergers and acquisitions United States Generally Accepted Accounting Principles Financial accounting SFAS 157 Impairment Goodwill Consolidation
237	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C ⌧ Add to Reading List Source URL: www1.snapon.com Language: English - Date: 2010-03-01 11:21:22 American brands Manufacturing Business Economy of the United States Kenosha Wisconsin Snap-on Distribution Marketing Craftsman Franchising Matco Tools Bahco
238	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:56 United States securities law Self-regulatory organizations 73rd United States Congress U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities regulation in the United States Law Business Securities Exchange Act Economy Selling away Municipal Securities Rulemaking Board
239	Cybersecurity Guidance for Registered Investment Advisers Client Alert May 5, 2015 On April 28, the Securities and Exchange Commission (SEC) released a Guidance Update addressing the importance of cybersecurity and the s Add to Reading List Source URL: www.womensprivateequitysummit.com Language: English - Date: 2016-02-09 09:34:19 Cyberwarfare Computer security Security Computing International Multilateral Partnership Against Cyber Threats Registered Investment Adviser Cyber-security regulation Cybersecurity CS5L CMM
240	2013 IA Switch Audit Report A Report Summarizing the Missouri Securities Division’s 2013 IA Switch Firm Audit Findings and Associated Suggested Best Practices December 2013 Missouri Securities Division Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2015-06-09 15:07:56 Economy Finance Money 76th United States Congress Investment Advisers Act Financial services Financial adviser U.S. Securities and Exchange Commission DoddFrank Wall Street Reform and Consumer Protection Act Securities and Exchange Commission Broker-dealer Securities Act

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